New South Wales
$60000 - $100000 per annum
Job Type
Eugena Gong
Contact email
Email Eugena
7 months ago
The Organisation:

Our client is a reputable provider of FX, Cross-boarder Payments and Financial Risk Management Solutions to mid-markets (SME) clients. You will be joining a growing Compliance team in this broad and diverse role, supporting the Head of Compliance in all facets of compliance duties. 

The Responsibilities:

  • Manage the compliance policy framework, including the development, review and implementation of the overall compliance policies and procedures relevant to AML/CTF regulations, AFSL obligations, Privacy, Consumer Law and other relevant legislations.
  • Maintain and update the various compliance documentation / registers / records relevant (but not limited to) specific regulatory compliance functions, obligations, and projects.
  • Maintain and update disclosure documents and marketing materials.
  • Plan, implement and complete monitoring and testing of internal controls, provide prompt advice and guidance to the business on ad hoc enquiries, and ongoing projects and development;
  • Produce quality reports and ensure timely lodgement with regulators and the Board.
  • Work with and support colleagues in the 1st line of defence as need be.
  • Execute, address and coordinate audit requirements.
  • Assist with the review of KYC and Client Onboarding cases.
  • Manage incidents and breaches.
About You:

  • 2-3 experience working in a compliance role in Financial Services (preferably in Australia).
  • General understanding of the Australian Financial Services environment especially the area of, AFSL Obligations, Privacy, Complaints Management and AMLCTF/Financial Crime.
  • Strong ability to understand legal and regulatory requirements and to apply them to business practices.
  • Must be a self-starter who takes initiatives to understand a variety of tasks, and achieves goals in a collaborative approach.
  • Ability to work independently & productively in a fast-paced and undefined environment.
  • Tertiary qualified (industry-relevant certificates would be advantageous).

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.