$80000 - $120000 per annum
Job Type
Eugena Gong
Contact email
Email Eugena
26 days ago
As a crucial member of the Compliance team nationally, this role will assist the Compliance Manager and Head of Risk & Compliance to provide first-hand risk and compliance support / advice to the Melbourne branch, in particular in the area of AML/CTF compliance.

  • Assist in the development and maintaining of Risk & Compliance Policies and Procedures.
  • Conduct compliance assessments and monitoring, help maintain the Compliance Monitoring Program.
  • Facilitate risk and compliance workshops.
  • Assist the management in reviewing risk events and compliance breaches, escalate to the Head of Risk & Compliance if necessary.
  • Responsible for maintaining the branch’s RCSA register.
  • Handle Financial Crime Compliance matters which include AMLCTF, KYC, Sanctions, FATCA, CRS from the Business Units.
  • Assist the Business Managers with reviewing draft TTR/SMR submissions and IFTI reporting.
  • Monitor regulatory changes and ensure the bank actions accordingly, prepare and deliver training to branch staff.
  • Review and challenge the business continuity arrangements.
  • Provide monthly, quarterly and semi-annually Risk and Compliance reports to the Committee, Management and Head Office

  • Tertiary qualifications ideally from business, commerce, law or accounting.
  • 3+ years of hands-on experience within Financial Services Risk & Compliance Management.
  • The ability to work unsupervised, as well as provide input in a team environment.
  • A keen eye for details and the ability to work against tight deadlines.
  • Strong Microsoft Office (Excel & Word) skills.
  • Understanding of regulatory requirements from APRA, ASIC and AUSTRAC, particularly to foreign ADI's.
  • Ability to comprehend Mandarin Chinese is highly advantageous. 

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only AU/NZ PR or Citizen will be considered.