$150000 - $200000 per annum
Job Type
Eugena Gong
Contact email
Email Eugena
9 months ago
The Role:

This specialised role at a global Institutional Bank is responsible for providing compliance advice, insights and effective reviews and challenges to promote a rigorous, forward-looking and practical approach to compliance risk management.

Your Responsibilities:

  • Provide proactive, reliable and relevant compliance advice (business facing) regarding Financial Markets business activities, with a specific focus on G20 OTC Derivatives Reform.
  • Undertake the BAU compliance activities, which include new product approvals, compliance & risk assessments, breach reporting, and board reporting.
  • Proactively conduct 2LoD compliance monitoring activities over remediation processes and regulatory change projects.
  • Facilitate training to address regulatory and business requirements, and raise compliance awareness.
  • Support the implementation of the Bank's compliance strategy across the Financial Markets business in collaboration with the Surveillance team, Controls Assurance team and Operational Risk teams. 

Skill Requirements:
  • Minimum 8 years in Financial Markets regulatory and compliance function, ideally facing a trading business.
  • Commercial understanding of how global market reforms impact on the Bank's trading and dealing activities. 
  • Self sufficient and matured minded individual with proven ability to operate in a fast paced, complex trading environment.
  • Effective stakeholder management and influencing skills.
  • Relevant experience gained in Europe, US, Hong Kong or Singapore is highly looked upon.

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.