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Location
Sydney
Salary
$800 plus super
Job Type
Contract
Ref
BH-184956
Contact
Matt Quinn
Contact email
Email Matt
Posted
about 14 hours ago
Compliance Specialist – Wealth Management (6-Month Contract)
Innovative Wealth Management Organisation | Superannuation & Managed Investments | $800 + Super per day

Flexible Hybrid Working
Our client is an innovative and forward-thinking wealth management business with a diverse product offering across superannuation and managed investments. As they continue to evolve and strengthen their governance and oversight functions, we are seeking an experienced Compliance Specialist to join their team on an initial six-month contract.
Reporting to the Head of Risk and Compliance, you will play a key role in ensuring the business meets its regulatory and compliance obligations under APRA, ASIC, and relevant legislative frameworks. This is an exciting opportunity for an experienced compliance professional who thrives in a dynamic environment and enjoys partnering with the business to drive sound risk and compliance outcomes.

Key Responsibilities
  • Support the ongoing development, implementation, and maintenance of the Compliance Framework, policies, and procedures.
  • Conduct compliance monitoring and assurance activities to assess adherence to regulatory obligations and internal standards.
  • Manage and coordinate the identification, escalation, and reporting of breaches and incidents, ensuring timely remediation and regulatory notifications.
  • Provide regulatory and compliance advice across the business on superannuation and managed investment products.
  • Assist in the preparation of compliance reports for management, board committees, and regulators.
  • Maintain an up-to-date understanding of regulatory developments and emerging compliance risks.
  • Contribute to the continuous improvement of risk and compliance practices across the organisation.
About You
  • Proven experience in compliance or risk management within the superannuation and managed investments sectors.
  • Strong knowledge of relevant legislation and regulatory requirements (including SIS Act, Corporations Act, ASIC RGs, and APRA prudential standards).
  • Demonstrated experience in compliance monitoring, reporting, and incident/breach management.
  • Excellent communication and stakeholder engagement skills, with the ability to provide practical, risk-based compliance advice.
  • Collaborative, proactive, and comfortable working in a fast-paced, evolving environment.
The Offer
  • Initial 6-month contract, with potential for extension.
  • Daily rate of approx. $800 + superannuation.
  • Flexible working arrangements, with a supportive and inclusive team culture.
  • Opportunity to work with an organisation that values innovation and responsible wealth management.
How to Apply:
Apply now or send your CV to Matt Quinn at mattq@ethosbc.com.au or call +61 2 8227 9200 for more information.