Connecting...

Location
Brisbane
Salary
$160K
Job Type
Permanent
Ref
BH-181010
Contact
Matt Quinn
Contact email
Email Matt
Posted
13 days ago
Are you passionate about compliance leadership and strategic guidance? Do you thrive in an environment where you can drive business engagement and foster a culture of compliance? If so, we have an exciting opportunity for you to join a leading financial services business as a Senior Compliance Lead.

About the Role: As a Senior Compliance Lead, you will play a pivotal role in providing compliance leadership and strategic guidance to this respected financial services business. Working across core verticals, you will be instrumental in driving business engagement, promoting a culture of compliance, and delivering high-performance outcomes within a maturing 3 Lines of Defence structure. You will be a critical member of the Compliance, Legal, and Risk team, providing expertise across governance, advisory, assurance, and reporting disciplines.

Key Responsibilities:
  • Governance: Lead reviews, uplifts, and embedding of business frameworks, standards, and policies.
  • Advisory: Provide expert advice and judgement on critical projects, partner arrangements, and marketing content.
  • Assurance: Lead monitoring and assurance activities in line with delegation and approved schedule.
  • Oversight: Support the business in undertaking impact assessments against proposed regulatory change agendas.
  • Reporting: Contribute to the design and production of data-driven and insightful reporting for both the business and extended leadership team.
  • Strategy: Participate in various strategic deliverables as a representative of the Compliance Department.
  • Structure: Support the build, delivery, and embedding of a 3 Lines of Defence model, including supporting capability uplift across the 1st Line of Defence.

Qualifications and Experience:
  • Minimum 8 years’ experience in a compliance or risk-related role with a regulator, financial institution, or similar entity.
  • Demonstrated knowledge of a regulated industry as well as risk and compliance legislation within the context of those institutions.
  • Ability to build partnerships by collaborating and interacting professionally and effectively.
  • Continuous improvement mindset with experience in producing regulatory reporting and associated assurance plans.
  • Experience in producing Board and Committee reporting.
  • Tertiary level qualifications.

Why Join Us: By joining the team, you will have the opportunity to contribute to the strategic thinking and delivery of the organisation's goals and targets. You will be part of a transparent, inclusive, and trust-driven environment where your expertise and ideas are valued.
If you are ready to make a meaningful and positive impact on the people, partners, and customers of this leading finanical services business, apply now.

For further information on this role or to confidentially apply, please contact Matt Quinn 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.